Investment Advisory :

• • Verification and processing of applications for enrolment as an Investment Adviser (IA)
• • On-site and off-site supervision of Investment Advisers (IAs)
• • Monitoring activities of IAs by obtaining periodical reports
• • Administrative action including issuing warning and referring to SEBI for enforcement action
• • Grievance redressal of clients and IAs
• • Submission of periodical reports to SEBI
• • Maintenance of database of IAs

Accreditation Agency :

• • Verification and processing of applications for accreditation and issuance of accreditation certificate
• • Maintaining data of accredited investors
• • Facility for verification of accreditation status