| BASL DIRECTORS |
| 1 |
Shri Naveen Fernandes |
Public Interest Director |
| 2 |
Shri S Sridhar |
Director with Investor perspective |
| 3 |
Shri Gopalkrishnan Iyer |
Director |
| 4 |
Shri Subhash Kelkar |
Director |
| 5 |
Shri Kaushal Mehta |
Director |
| |
| DIRECTORY OF BASL EMPLOYEES |
| 1 |
Surendra Rashinkar |
Head of Dept |
BASL |
surendra.rashinkar@bseasl.com |
022-22728332 |
| 2 |
Neeky Subramaniam |
Associate Manager |
Membership & Compliance |
neeky.subramaniam@bseasl.com |
022-22725854 |
| 3 |
Shraddha Shah |
Assistant Manager |
Membership & Compliance |
shraddha.s.shah@bseasl.com |
022-22725818 |
| 4 |
Naresh Pandya |
Consulting Officer |
Membership & Compliance |
naresh.pandya@bseasl.com |
022-22728419 |
| 5 |
Preeti Samson |
Consulting Officer |
Membership & Compliance |
preeti.samson@bseasl.com |
022-22725023 |
| 6 |
Ankita More |
Officer |
Membership & Compliance |
more.ankita@bseasl.com |
022-22728610 |
| 7 |
Manjiri Nimkar |
Associate Manager |
Advertisement & Inspection |
manjiri.nimkar@bseasl.com |
022-22728688 |
| 8 |
Pratik Rathod |
Assistant Manager |
Advertisement & Inspection |
pratik.rathod@bseasl.com |
022-22728817 |
| 9 |
Dhiraj Desai |
Associate Officer |
Advertisement & Inspection |
desai.dhiraj@bseasl.com |
022-22725767 |
| 10 |
Sujata Nevage |
Officer |
Advertisement & Inspection |
nevage.sujata@bseasl.com |
022-22725816 |
| 11 |
Mukesh Shah |
Manager |
Business Development |
mukesh.shah@bseasl.com |
022-22728910 |
| 12 |
Gunjan Jain |
Associate Officer |
Business Development |
jain.gunjan@bseasl.com |
022-22725196 |
| 13 |
Prakash Rotangan |
Assistant Manager |
Finance |
prakash.rotangan@bseindia.com |
022-22728809 |
| 14 |
Diksha Jha |
Senior Officer |
Finance |
diksha.jha@bseasl.com |
022-22728906 |
| 15 |
Group Mailbox |
|
Membership |
bseasl.membership@bseasl.com |
NA |
| |
Compliance |
compliance.ria@bseasl.com |
| |
Inspection |
inspection.ria@bseasl.com |
| |
Advertisement |
bseasl.riaadvt@bseasl.com |
| |
Accredited Investor |
bseasl.ai@bseasl.com |
| 16 |
Membership |
- • Verification and processing of applications for enrolment as an Investment Adviser (IA) with BASL
- • Processing of registration & post registration requests including SEBI renewals
- • Query management of clients and IAs
- • Maintenance of database of IAs
|
| 17 |
Compliance |
- • Monitoring activities of IAs by obtaining periodical reports
- • Submission of periodical reports to SEBI
- • Administrative action including issuing warning and referring to SEBI for enforcement action
|
| 18 |
Inspection |
- • On-site and off-site supervision of Investment Advisers (IAs)
|
| 19 |
Advertisement |
- • Verification and processing of advertisement applications for Investment Adviser (IA)
|
| 20 |
Accredited Investor |
- • Verification and processing of applications for accreditation and issuance of accreditation certificate,
- • Maintaining data of accredited investors,
- • Facility for verification of accreditation status
|