| May 26,2023 | 20230526-1 |
Advertisement code for Investment Advisers (IA).
| BASL | SUPERVISION | Investment Advisers |
| May 04,2023 | 20230504-1 |
Submission of annual compliance audit report by Investment Advisers.
| BASL | SUPERVISION | Investment Advisers |
| April 27,2023 | 20230427-2 |
Advertisement code for Investment Advisers (IA).
| BASL | SUPERVISION | Investment Advisers |
| April 11,2023 | 20230411-1 |
Usage of brand name / trade name by Investment Advisers (IA).
| BASL | SUPERVISION | Investment Advisers |
| April 06,2023 | 20230406-2 |
Advertisement Code for Investment Advisers (IA).
| BASL | SUPERVISION | Investment Advisers |
| March 29,2023 | 20230329-1 |
TRAI – Guidelines to curb spam SMSes and misuse of headers and Content Templates by unauthorized Telemarketters (UTMS).
| BASL | INSPECTION | Investment Advisers |
| September 15,2022 | 20220915-1 |
BASL – Compliance Reporting by Investment Advisers for FY ended 2021-2022.
| BASL | SUPERVISION | Investment Advisers |
| July 18,2022 | 20220718-1 |
Investment Advisers (IA) - Revised Process for seeking Membership from BSE Administration & Supervision Ltd. (BASL) and Registration from Securities Exchange Board of India (SEBI).
| BASL | MEMBERSHIP | Investment Advisers |
| May 19,2022 | 20220519-1 |
Submission of annual compliance audit report by Investment Advisers.
| BASL | SUPERVISION | Investment Advisers |
| May 19,2022 | 20220519-2 |
BASL – Cyber Security Awareness Campaign Compliance Reporting.
| BASL | SUPERVISION | Investment Advisers |
|