| September 15,2022 | 20220915-1 |
BASL – Compliance Reporting by Investment Advisers for FY ended 2021-2022.
| BASL | SUPERVISION | Investment Advisers |
| July 18,2022 | 20220718-1 |
Investment Advisers (IA) - Revised Process for seeking Membership from BSE Administration & Supervision Ltd. (BASL) and Registration from Securities Exchange Board of India (SEBI).
| BASL | MEMBERSHIP | Investment Advisers |
| May 19,2022 | 20220519-1 |
Submission of annual compliance audit report by Investment Advisers.
| BASL | SUPERVISION | Investment Advisers |
| May 19,2022 | 20220519-2 |
BASL – Cyber Security Awareness Campaign Compliance Reporting.
| BASL | SUPERVISION | Investment Advisers |
| May 04,2022 | 20220504-2 |
BASL Membership registration by Individual Investment Adviser as Non Individual Investment Adviser.
| BASL | SUPERVISION | Investment Advisers |
| April 05,2022 | 20220405-1 |
Membership registration as Investment Advisors with BSE Administration & Supervision Ltd. (BASL).
| BASL | MEMBERSHIP | Investment Advisers |
| November 30,2021 | 20211130-1 |
BSE Administration & Supervision Ltd. (BASL) framework for accreditation of Accredited Investors and facility of verification of BASL registered Accredited Investor certification by Investment Provid
| BASL | AI Certification | Accredited Investors |
| October 05,2021 | 20211005-1 |
Membership registration with BSE Administration & Supervision Ltd. (BASL) by existing SEBI registered Investment Advisors (RIAs).
| BASL | MEMBERSHIP | BASL |
| August 31,2021 | 20210831-1 |
Extension of time for seeking membership BSE Administration & Supervision Ltd. (BASL) by existing SEBI registered Investment Advisors (RIA).
| BASL | MEMBERSHIP | BASL |
| July 09,2021 | 20210709-01 |
Mandatory membership registration by existing SEBI registered Investment Advisors with BSE Administration & Supervision Ltd. (BASL)
| BASL | MEMBERSHIP | BASL |
|