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DateCircular No.SubjectSegmentCategoryProduct
May 26,202320230526-1 Advertisement code for Investment Advisers (IA). BASLSUPERVISIONInvestment Advisers
May 04,202320230504-1 Submission of annual compliance audit report by Investment Advisers. BASLSUPERVISIONInvestment Advisers
April 27,202320230427-2 Advertisement code for Investment Advisers (IA). BASLSUPERVISIONInvestment Advisers
April 11,202320230411-1 Usage of brand name / trade name by Investment Advisers (IA). BASLSUPERVISIONInvestment Advisers
April 06,202320230406-2 Advertisement Code for Investment Advisers (IA). BASLSUPERVISIONInvestment Advisers
March 29,202320230329-1 TRAI – Guidelines to curb spam SMSes and misuse of headers and Content Templates by unauthorized Telemarketters (UTMS). BASLINSPECTIONInvestment Advisers
September 15,202220220915-1 BASL – Compliance Reporting by Investment Advisers for FY ended 2021-2022. BASLSUPERVISIONInvestment Advisers
July 18,202220220718-1 Investment Advisers (IA) - Revised Process for seeking Membership from BSE Administration & Supervision Ltd. (BASL) and Registration from Securities Exchange Board of India (SEBI). BASLMEMBERSHIPInvestment Advisers
May 19,202220220519-1 Submission of annual compliance audit report by Investment Advisers. BASLSUPERVISIONInvestment Advisers
May 19,202220220519-2 BASL – Cyber Security Awareness Campaign Compliance Reporting. BASLSUPERVISIONInvestment Advisers
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