Circular


Search By
Segment
Product
Category


DateCircular No.SubjectSegmentCategoryProduct
September 15,202220220915-1 BASL – Compliance Reporting by Investment Advisers for FY ended 2021-2022. BASLSUPERVISIONInvestment Advisers
July 18,202220220718-1 Investment Advisers (IA) - Revised Process for seeking Membership from BSE Administration & Supervision Ltd. (BASL) and Registration from Securities Exchange Board of India (SEBI). BASLMEMBERSHIPInvestment Advisers
May 19,202220220519-1 Submission of annual compliance audit report by Investment Advisers. BASLSUPERVISIONInvestment Advisers
May 19,202220220519-2 BASL – Cyber Security Awareness Campaign Compliance Reporting. BASLSUPERVISIONInvestment Advisers
May 04,202220220504-2 BASL Membership registration by Individual Investment Adviser as Non Individual Investment Adviser. BASLSUPERVISIONInvestment Advisers
April 05,202220220405-1 Membership registration as Investment Advisors with BSE Administration & Supervision Ltd. (BASL). BASLMEMBERSHIPInvestment Advisers
November 30,202120211130-1 BSE Administration & Supervision Ltd. (BASL) framework for accreditation of Accredited Investors and facility of verification of BASL registered Accredited Investor certification by Investment Provid BASLAI CertificationAccredited Investors
October 05,202120211005-1 Membership registration with BSE Administration & Supervision Ltd. (BASL) by existing SEBI registered Investment Advisors (RIAs). BASLMEMBERSHIPBASL
August 31,202120210831-1 Extension of time for seeking membership BSE Administration & Supervision Ltd. (BASL) by existing SEBI registered Investment Advisors (RIA). BASLMEMBERSHIPBASL
July 09,202120210709-01 Mandatory membership registration by existing SEBI registered Investment Advisors with BSE Administration & Supervision Ltd. (BASL) BASLMEMBERSHIPBASL
12